MIS approach for diverticula of the esophagus
© I. Holzapfel Publishers 2010
Received: 2 February 2010
Accepted: 18 February 2010
Published: 24 September 2010
Diverticula of the esophagus represent a rare pathological entity. Distinct classifications of the disease imply different surgical concepts. Surgery should be reserved for symptomatic patients only. Minimally invasive surgery (MIS) for treatment of esophageal diverticula encompasses rigid and flexible intraluminal endoscopy, thoracoscopy and laparoscopy. We here give an overview on the pathogenesis of esophageal diverticula, the minimally invasive surgical techniques for treatment and the recent literature. Additionally, we present our own experience with MIS for midthoracic diverticula.
We analyzed the cases of patients who underwent MIS for midthoracic diverticula with regard to preoperative symptoms, perioperative and follow-up data.
Three patients (two female, one male, age 79, 78 and 59 years) received thoracoscopic surgery for midthoracic diverticula. All patients reported of dysphagia and regurgitation. In two patients pH-investigation showed pathological reflux but manometry was normal in all patients. Operating time was 205, 135 and 141 minutes. We performed intraoperative intraluminal endoscopy in all patients. There were no intraoperative complications and although no surgical complications occured postoperatively one patient developed pneumonia which advanced to sepsis and lethal multi organ failure. Upon follow-up the two patients did not have recurrent diverticula or a recurrence of previous symptoms.
Surgery for diverticular disease of the esophagus has been associated with high rates of morbidity and mortality. Despite the lethal non-surgical complication we encountered, with regard to recent publications minimally invasive apporaches to treat patients with symptomatic esophageal diverticula entail lower rates of complications with better long term results in comparison to open surgery.
Keywordsesophagus diverticula minimally invasive surgery diverticulectomy follow-up
Diverticula of the esophagus represent a benign esophageal disorder. The reported prevalence ranges between 0.015% and 2% but only seldom they become symptomatic and thus apparent [1, 2]. Esophageal diverticula are usually single but are also reported to occur synchronously in up to 25% . Different locations with distinct pathopyhsiological mechanisms in their occurrence imply different techniques of therapeutic strategies. Generally, surgery should be reserved for symptomatic patients only. Technological advances and research in laparoscopic and thoracoscopic surgery expanded the applicability of minimally invasive operations to many general and visceral surgery procedures. By now, thoracoscopic, laparoscopic and endoscopic approaches for diverticulectomy have been established [4–6]. In many situations, rendez-vous procedures, i.e. the combination of endoscopy and thoraco-/laparoscopy appear favourable and result in good functional outcomes. However, due to the rare occurrence of esophageal diverticula prospective randomized trials to systematically analyze different surgical concepts have not been set up and most data available is based on retrospective evaluation of peri- and postoperative data [7, 8]. We here present the perioperative data and follow-up results of three patients treated at our centre by minimally invasive surgery for midthoracic diverticula and give an overview of the current literature regarding this topic. We briefly describe technical aspects of minimally invasive resection of Zenker's diverticula and review recent data on this particular topic.
Anatomy, pathophysiology and assessment
The anatomy, etiology and symptoms of esophageal diverticula have prompted two separate classifications which reflect location of the diverticula on the one and pathogenetic mechanisms leading to diverticula formation on the other hand. Predominant locations are directly above the upper esophageal sphincter as first anatomically correctly described by Zenker , parabronchially (midthoracic) and above the lower esophageal sphincter (epiphrenic). Both Zenker's and epiphrenic diverticula are false diverticula with the mucosal layer protruding through gaps in the outer muscular layer and are thus considered pulsion diverticula. The underlying mechanism in both cases is an abnormal motility of the esophagus with an impaired relaxation of the sphincter while propulsive contractions continue. Evidently, this leads to an increased intraluminal pressure just above the sphincters which then causes the mucosal layer to develop a pouch pushing through weakened sites of the muscular wall [3, 10–12]. Consequently, the surgical treatment for these diverticula consists of both a myotomy of the according sphincter and a resection of the diverticulum.
Traction diverticula are rare and mostly result from scarring following an inflammation predominantly occurring in the mediastinal lymph nodes. They were more common throughout periods where tuberculosis was more frequent . In traction diverticula, the entire esophageal wall is affected creating a true diverticulum. However, studies demonstrated that many midthoracic diverticula are also associated with motility abnormalities such as spasm, achalasia or hypertension of the lower esophageal sphincter [13, 14].
With 80-90% the predominant symptom of esophageal diverticula is dysphagia . Regurgitation, recurrent chest pain and heartburn are also common . Additionally, a Zenker's diverticle can cause localised swelling of the neck and a pressure like feeling . Many patients describe a typical history of aspiration which mainly occurs during nights.
Esophageal manometry reveals functional disorders that either prompt the development of an esophageal diverticle or are associated with its existence. We routinely perform manometric measurements to determine the extend of the underlying muscular dysfunction which has direct impact on the surgical procedure. A 24 h monitoring of pH should be performed to profile gastroesophageal reflux although only a minority of the patients with an epiphrenic diverticle who complain of heartburns seem to have a pathological pH-test .
Minimally invasive approach for treatment of Zenker's diverticula
The clear exposure of the diverticle's neck allows a safe and efficient resection but dividing the cricopharyngeus muscle fibres also constitutes a crucial step in the treatment of a Zenker's diverticle. The endoluminal approach using rigid laryngoscopes has become the predominant surgical technique . Minimally invasive endoluminal approaches encompass both endoscopic stapling of the esophageal wall and fibre-optic treatment. Both techniques imply a diverticulostomy together with a myotomy. Using an endostapler it is possible to dissect the septum between the lumen of the esophagus and the diverticle. Simultaneously, the anterior wall of the diverticulum and the posterior wall of the esophagus are sealed with a double stapling line. Other principle techniques to dissect the septum are needle-knife incision , argon plasma coagulation  (Figure 4) and monopolar coagulation . Usually, to complete the diverticulostomy requires two to five sessions according to size of the diverticulum. There are no randomized trials comparing the different approaches and the endoscopist's choice of technique is based upon experience and preference.
Experience at our own institution
We retrospectively analyzed preoperative symptoms and perioperative data of three patients who underwent minimally invasive surgery for midthoracic diverticula. Perioparative data included type of surgery, time needed for the procedure, intraoperative and postoperative complications, time until first oral intake and length of hospital stay. Complications were considered minor in cases where no surgical or endoscopic re-intervention was necessary. Complications were considered major if patients had to undergo surgical or endoscopic re-intervention. Follow-up was done by performing telephone interviews with focus set on persistence, recurrence or absence of preoperatively recorded symptoms.
Surgical technique for midthoracic diverticula
Surgical technique for epiphrenic diverticula
Patient No. 1
This 79 year old female patient had a history of recurrent dysphagia and reported of regurgitation. An Esophago-gastro-duodenoscopy showed a midthoracic diverticle with residues of oral intake and a soor esophagitis. After antimycotic treatment a repeated endoscopy showed no signs of esophagitis. A pH-test and a manometric investigation did not show any abnormalities and the patient was scheduled for surgery. Through a thoracoscopic approach we perfomed the resection of the diverticle in the above mentioned technique. An intraoperative esophago scopy ensured correct positioning of the endostapler. There were no intraoperative complications. Operation time was 205 minutes. There were no postoperative complications. First intake of fluids was on day four post surgery, first intake of solid food on day seven. Due to a prolonged secretion the thoracic drains were removed on day five. The patient was discharged on day 14. Eighteen months after surgery the patient had no complaints. There were no symptoms of either stenosis or recurrent regurgitation.
Patient No. 2
Reporting of severe dysphagia and intermittend regurgitation this 78 year old female was diagnosed with a midthoracic diverticle of the esophagus. PH-investigation showed minor pathological reflux throughout nightly periods, manometry did not show any abnormalities. We performed thoracoscopic resection of the diverticle under esophagoscopic vision (Figure 2) and placed additional sutures to cover the staple line. There were no intraoperative and no surgical complications. Operating time was 135 minutes. A barium contrast swallow on day 4 did not show any leakage and the patient received oral fluids. First intake of solid food was on day 8. On day 7 the patient acquired pneumonia which on day 16 advanced to sepsis and multiorgan failure consecutively. Autopsy showed an intact suture line at the esophagus.
Patient No. 3
This 59 year old male presented with intermittent dysphagia and reported some events of regurgitation at nighttime. A barium swallow showed a midthoracic diverticle (Figure 1). Esophago-gastroduodenoscopy verified a midthoracic di verticle with mild inflammation. PH-metry showed pathological nightly reflux but manometry was normal. We perfomed a thoracoscopic resection of the diverticle under esophagoscopic vision. Operating time was 141 minutes. Neither intraoperative nor perioperative complications occurred. Barium swallow on day three after surgery did not show any abnormalities and the patient was started on oral fluids the following day. First intake of solid food was on day 7 and the patient was discharged on day 10. Upon follow-up 34 months postoperatively the patient reported of minor episodes of heartburn which could be well controlled medically. A repeated esophago-gastro-duodenoscopy showed minor signs of reflux, but no recurrence of the diverticle or stenosis was diagnosed.
The indication for a surgical intervention in patients with esophageal diverticula is mainly based on symptoms. Mere gastroesophageal reflux justifies a pharmacological approach whereas recurrent aspiration clearly constitutes an indication for an invasive procedure. Due to its location above the upper esophageal sphincter, Zenker's diverticula tend to be symptomatic more often than epiphrenic diverticula. Parabronchial diverticula are rarely symptomatic.
For treatment of epiphrenic diverticula some authors described the mere resection of the diverticle without myotomy as a sufficient therapy which produced unsatisfactory results . There is an ongoing debate about the appropriate extend of the myotomy. It has been attempted to minimize the myotomy by correlating it with the manometric findings  but esophageal motility disorders may only occur intermittently and with a certain range of intensity which makes this approach problematic. Based on their investigations of functional abnormalities in 23 patients with epiphrenic diverticula D'Journo et al. concluded that a long myotomy including the lower esophageal sphincter relieved functional obstruction and symptoms but partial fundoplicatio could not prevent reflux damage to the esophageal mucosa .
Advantages of minimally invasive approaches in general have been demonstrated in several studies. Especially for interventions of the esophagus including resections for malignant disease studies showed a significantly lower rate of lung infections, a lower rate of overall complications and a shorter length of hospital stay .
Surgical therapy for either parabronchial or epiphrenic diverticula has been associated with a considerable rate of morbidity and mortality due to the advanced age of the patients, the intraoperative deflation of the right lung, overseen leaks at he site of the resection and postoperative recurrence of symptoms. Due to the rare incidence of esophageal diverticula no randomized trials have been put forward to directly compare a laparoscopic approach to the standard operation via thoracotomy and laparotomy, respectively.
Kilic et al. stated that a minimally invasive operation entails a lower mortality rate which in their analysed series of minimally invasive procedures was 1.2% as opposed to 6.1% in the analyzed open series . Looking at the individual studies mortality has been reported to be as high as 11% in open  and 7% in laparoscopic resections .
Certainly, with three patients our own series is too small to state a reliable mortality rate. The one patient died due to a lung infection which constitutes the most common lethal complication in patients undergoing esophageal surgery. However, it has been shown that minimally invasive approaches to the esophagus entail pulmonary complications less frequently than open operations .
There were no major complications in the study published by Palanivelu et al.  whereas other studies stated rates of reoperation for complications in as much as 17%  and 20% . The largest study of minimally invasive operations published to date encompassed 20 patients among which there were 4 midthoracic diverticula. They reported an overall complicaton rate of 45% including four leakages and one intraoperative perforation . A different study of six patients described an overall complication rate of 50% with one intraoperative perforation . Rates for postoperative leakages vary between 0%  and 33% . Within a total of 10 different retrospective studies covering 92 patients there occurred 12 leakages (13.0%) . In our series we did not have to convert to open surgery and did not experience any intaraoperative or postoperative surgical complications.
Our patients did not have recurrent forming of an esophageal diverticle and they were asymptomatic upon follow-up. This is in line with other studies of minimally invasive approaches which in minimum showed a rate of 83% for improvement of symptoms . In most other studies the rate of significantly improved symptoms was 100% [6, 26, 28]. The few studies that looked at recurrence reported rates of 0% [7, 26] and 20%, respectively . Series looking at open surgery showed success rates between 76% in a study covering 35 patients  and 94% in a study with 18 patients . Most analyses encompass both patients with epiphrenic and midthoracic diverticula which makes a comparison of data difficult.
Surgery for diverticular disease of the esophagus has been associated with high rates of morbidity and mortality. Therefore, indication for surgery should be stated carefully. Based on both data from the literature and our own experience we believe that minimally invasive apporaches to treat patients with a symptomatic esophageal diverticle entail lower rates of complications with better long term results regarding recurrence of symptoms given the patients are treated at a center with the required expertise in the field of minimally invasive operations, interventions of the esophagus especially. Since the pathology of midthoracic and epiphrenic esophageal diverticula is rare it seems questionable whether we will ever be able to implement prospective studies with a sufficient number of patients or whether we will have to rely on results from retrospective investigations.
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